INtuition Due Diligence

INTRODUCTION

Intuition, Inc. is a group of seasoned due diligence professionals who believe that the financial services community is best served with material and timely analysis. Our analysts have been FINRA registered professionals. We assess material risks, considerations and opportunities utilizing a breadth of experience and education in a variety of areas from securities to law to engineering, combined with a common sense approach. Our client base ranges from independent broker-dealers to financial product sponsors to corporate business entities.

SERVICES

Due Diligence and Investment Committee Support

  • Maintain risk management and implement the appropriate risk mitigation controls
  • Customize offering and sponsor assessments for focused investment decisions
  • Issue reviews and updates at any frequency (annually, bi-annually, quarterly)
  • Curate effective due diligence processes and documentation policies
  • Create sponsor cooperation and liaison initiatives for improved product support
  • Perform ongoing due diligence

Research Reports

  • Visit sponsors and sites
  • Interview C-Level and key personnel
  • Identify advantages, critical considerations and material risks
  • Verify vital documentation
  • Conduct background and litigation checks

Transactional  Analysis

  • Measure the viability and scope of transactional relationships
  • Research and propose deal and fee structure options

Feasibility Studies

  • Determine the integrity and economic viability of a business plan
  • Assess the execution capability of the sponsor

Due Diligence Training

  • Educate regarding alternative investments such as non-traded REITS and direct private placements
  • Consult on the essential parameters of reviewing and comparing offerings

International Due Diligence

  • Provide multi-lingual business capabilities for increased clarity and efficiency
  • Utilize significant knowledge of multi-cultural business practices for enhanced international access and acceptance

ABOUT ROSEMARIE LEONG

Ms. Leong serves as lead analyst for Intuition, Inc. She has been in the securities industry for over 20 years starting at Paine Webber, then moving on to Prudential Securities, Met Life Securities and Smith Barney, serving in various branch capacities. In recent years, Ms. Leong has been performing due diligence services for a number of national independent broker-dealers, RIAs, sponsors and businesses in the United States, Canada, Europe and Asia. Ms. Leong has held FINRA 7, 63, 65 and 79 licenses. She holds a B.A. (Honors) from U.B.C. in Vancouver, Canada, an M.A. from Webster University-Geneva, Switzerland and attended Southwestern University School of Law in Los Angeles, CA. She is fluent is four languages. Ms. Leong is an active community volunteer and a current member of the Vegas PBS Women’s Engagement Council.